Our Deals

Apr 2022

Private Placement of Subordinated Notes

$32,000,000

These securities have been
previously sold. This announcement
appears as a matter of record only.

Mar 2022

Private Placement
of Common Stock

$115,000,000

These securities have been
previously sold. This announcement
appears as a matter of record only.

Mar 2022

Sole Placement Agent in the $10,000,000 Private Placement of Subordinated Notes for Coastal Carolina Bancshares, Inc.

These securities have been previously sold. This announcement appears as a matter of record only.

Mar 2022

Sole Placement Agent in the $25,000,000 Private Placement of Subordinated Notes for Citizens Bancshares Corporation

These securities have been previously sold. This announcement appears as a matter of record only.

Mar 2022

has been acquired by

Feb 2022

Private Placement of Subordinated Notes

$5,000,000

These securities have been
previously sold. This announcement
appears as a matter of record only.

Jan 2022

Series B Preferred Stock Financing

$27,000,000

Jan 2022

$10,000,000

Private Placement into

These securities have been
previously sold. This announcement
appears as a matter of record only.

Jan 2022

Private Placement of
Subordinated Notes

$12,000,000

These securities have been
previously sold. This announcement
appears as a matter of record only.

Dec 2021

has acquired

Dec 2021

Exclusive License Agreement with

Jocasta Neuroscience, Inc.

Dec 2021

Class A Unit Financing

$1,500,000

Dec 2021

has acquired substantially all the assets of

Nov 2021

Series Seed Preferred
Stock Financing

$3,697,000

Nov 2021

has purchased TechAccel’s
majority interest in

Nov 2021

Primary and Secondary Offering of Common Stock

$43,750,000

Nov 2021

has acquired

Nov 2021

has acquired substantially
all the assets of

Oct 2021

has been acquired by

Oct 2021

Series Seed Preferred Stock Financing

$2,387,965.06

Oct 2021

has merged with

Oct 2021

has been acquired by

$27,000,000

Oct 2021

has been acquired by

Oct 2021

has merged with

Sep 2021

has been acquired by

Sep 2021

Series D Preferred Unit Financing

$116,000,000

Sep 2021

Private Repurchase of 1.25%

Convertible Seniors Notes due 2023

$100,000,000

These securities have been
previously sold. This announcement
appears as a matter of record only.

Sep 2021

has been acquired by

Sep 2021

Private Placement of Subordinated Notes

$20,000,000

These securities have been
previously sold. This announcement
appears as a matter of record only.

Sep 2021

Private Placement of Subordinated Notes

$7,000,000

These securities have been
previously sold. This announcement
appears as a matter of record only.