Bio
Jonathan’s practice focuses on corporate and securities law with an emphasis on financial institutions. He advises clients on a wide range of issues, including corporate governance, public and private securities offerings, SEC reporting and compliance (including annual and quarterly reports, proxy materials, and Section 16 reports), stock exchange listing standards, and financial institution regulation. Jonathan has represented banks and bank holding companies in regulatory applications, charter conversions, and other supervisory matters with federal and state banking regulators. He also represents issuers, underwriters, and placement agents in public and private offerings of securities.
Jonathan is a Phi Beta Kappa graduate of Duke University where he earned his B.A. degree, magna cum laude, in economics. He earned his J.D. degree from the University of North Carolina School of Law, where he served as an articles editor of the North Carolina Law Review. Prior to joining the firm, Jonathan practiced with Gaeta & Eveson, P.A. Before entering private practice, Jonathan served as a law clerk to chief judge of the North Carolina Business Court.
Jonathan serves as leader of the firm’s Banking & Financial Institutions practice group. He is licensed in North Carolina and New York.
- Listed among The Best Lawyers in America: Financial Services Regulation Law (2026)
- North Carolina State Bar
- New York State Bar
- North Carolina Bar Association
- North Carolina Bankers Association, Affiliate Member
- Vice Chair, NC Innovation Council
- University of North Carolina School of Law Alumni Judicial Clerkship Committee
- Ethics Instructor, North Carolina School of Banking
- Served as underwriters’ counsel in a registered public offering of $435 million of depositary shares, each representing an interest in fixed-rate noncumulative perpetual preferred stock of a regional bank holding company
- Represented the placement agent in a registered public offering of $350 million of fixed-to-floating rate subordinated notes by a regional bank holding company
- Served as underwriters’ counsel in an initial public offering of common stock of a bank holding company
- Represented a NYSE-listed bank holding company in a $100 million preferred stock offering
- Represented flyExclusive, a leading provider of premium jet charter experiences, in its de-SPAC transaction valued at $600 million and subsequent listing as a publicly traded company on the NYSE American stock exchange
- Represented a global contract research organization in aggregate $1.1 billion in secondary public offerings and share repurchases
- Represented a Nasdaq-listed drug development collaboration company in its $1.1 billion merger with a global pharmaceutical company
- Represented two North Carolina-based bank holding companies in their initial public offerings
- Advised a bank holding company in connection with a charter conversion of its subsidiary bank, subsequent private placement of $30 million of common stock and headquarters relocation
- Represented a publicly traded bank holding company in connection with a $45 million private equity recapitalization transaction, multiple formal regulatory enforcement actions, and subsequent acquisition by an out-of-state financial institution
- SEC No-Action Letter Offers Path to Increased Voting Among Retail Shareholders
- FinCEN Issues Revised Corporate Transparency Act Rule; Domestic Companies Exempt
- Treasury Department Suspends Enforcement of Corporate Transparency Act for U.S. Citizens and Domestic Reporting Companies
- Corporate Transparency Act Back in Effect
- Corporate Transparency Act Remains Blocked Despite Supreme Court Order
- Corporate Transparency Act Blocked Again
- Corporate Transparency Act Filing Deadline Extended
- Federal Appeals Court Lifts Corporate Transparency Act Injunction; January 1 Deadline Reinstated
- Federal Appeals Court Vacates Nasdaq Board Diversity Rules
- Corporate Transparency Act Compliance Stayed Nationwide
- The Corporate Transparency Act: A Reminder for Public Companies and Banks
- Nasdaq Proposes to Accelerate Delisting Process
- The Corporate Transparency Act Suffers a Setback (But is Still with Us)
- Fifth Circuit Vacates SEC Share Repurchase Rules
- SEC Postpones Share Repurchase Rule
- SEC Share Repurchase Rule Suffers Legal Setback
- SEC Adopts Changes to Schedule 13D and Schedule 13G
- SEC Adopts Final Cybersecurity Rules
- SEC Approves NYSE and Nasdaq Clawback Listing Standards
- SEC Adopts Amendments to Modernize Share Repurchase Disclosure
- NYSE and Nasdaq Adopt Proposed Listing Standards to Implement Clawback Rules
- The Corporate Transparency Act: Questions and Answers
- SEC Adopts Amendments to Rule 10b5-1 and Adds New Disclosure Requirements
- SEC Adopts Long-Awaited Clawback Rules
- SEC’s Pending Proposed Rules on Cybersecurity Incident and Risk Management Disclosure
- SEC Amends Filing Fee Disclosures and Payment Methods
- SEC Adopts Amendments to Rule 15c2-11, Most Provisions Effective September 26, 2021
- 2021 Proxy Advisory Firm Updates
- SEC Adopts Changes to Required Financial Disclosures for Acquisitions and Dispositions
- Federal Reserve Announces Changes to Main Street Lending Program
- FDIC Issues Proposed Rule to Mitigate the Deposit Insurance Assessment Effect of Participation in the PPP, the PPPLF, and MMLF
- Federal Reserve Announces Expansion of Scope and Eligibility for Main Street Lending Program
- Federal Reserve Announces Main Street Lending Program
- CARES Act Temporary Changes to Community Bank Leverage Ratio
- Lending Limit Relief under the CARES Act
- Small Business Lending under the CARES Act
- SEC Expands “Test-the-Waters” Communications to All Issuers
- SEC Proposes Update to Guide 3
- Client Alert: SEC Proposes Amendments to Smaller Reporting Company Definition
- Client Alert: FDIC Rescinds 7-Year De Novo Bank Business Plan Requirements
- Client Alert: Fourth Circuit Issues Decision on Fiduciary Duties of Directors and Officers Under N.C. Law
- Client Alert: Transaction Timelines and the Regulatory “Sweet Spot”
- Client Alert: Implementation of New Framework for Evaluation of Internal Control over Financial Reporting
- Client Alert: Third-Party Vendor Diligence – A Critical Element of the Risk Management Process for Community Banks
- Client Alert: FINRA Issues Regulatory Notice on Private Placement Filing Requirements
- Client Alert: Federal Banking Agencies Final Rule on Capital (Basel III)