News & Insights

Insights

SEC Proposes Executive Compensation Clawback

Client Alert Tuesday, September 1, 2015 The Wyrick Robbins Capital Markets Practice Group has published a Client Alert…

Client Alerts

Insights

Client Alert: Fourth Circuit Issues Decision on Fiduciary Duties of Directors and Officers Under N.C. Law

Client Alert Monday, August 24, 2015 This Client Alert (see link above), authored by the Wyrick RobbinsBanking…

Client Alerts

Insights

Client Alert: Transaction Timelines and the Regulatory “Sweet Spot”

Client Alert Thursday, April 9, 2015 As a bank or bank holding company prepares a timeline for a merger, consolidation,…

Client Alerts

Insights

Client Alert: New IRS Guidance on Premium Reimbursement Plans

Client Alert Thursday, February 26, 2015 The IRS has issued new guidance on health insurance premium reimbursement plans…

Client Alerts

Insights

Client Alert: Implementation of New Framework for Evaluation of Internal Control over Financial Reporting

Client Alert Monday, February 9, 2015 The Wyrick Robbins Banking & Financial Institutions practice grouphas issued a client…

Client Alerts

Insights

Client Alert: Deadline for Notices to Employees Who Purchased Stock in 2014 Through ISOs or ESPPs

Client Alert Thursday, January 8, 2015 The Wyrick Robbins Employee Benefits and Executive Compensation group has issued a Client…

Client Alerts

Insights

Client Alert: Third-Party Vendor Diligence – A Critical Element of the Risk Management Process for Community Banks

Client Alert Tuesday, October 15, 2013 Community banks often outsource key operational functions in order to take advantage…

Client Alerts

Insights

Client Alert: FINRA Issues Regulatory Notice on Private Placement Filing Requirements

Client Alert Tuesday, August 27, 2013 Since December 2012, the Financial Industry Regulatory Authority, Inc. (FINRA) has required…

Client Alerts

Insights

Client Alert: SEC Eliminates Ban on General Solicitation in Rule 506 and Rule 144A Offerings

Client Alert Wednesday, August 7, 2013 The SEC recently revised its rules governing private placements of securities to…

Client Alerts

Insights

Affordable Care Act Update: Play or Pay Provision Delayed Until 2015

Client Alert Thursday, July 11, 2013 The Obama Administration has delayed enforcement of the “play or pay” penalties…

Client Alerts