News & Insights
On December 19, 2023, the U.S. Court of Appeals for the Fifth Circuit vacated the Securities and Exchange…
As previously reported, on October 31, 2023, the U.S. Court of Appeals for the Fifth Circuit concluded that…
As previously reported, the Securities and Exchange Commission (SEC) adopted amendments earlier this year to modernize existing disclosure…
On October 10, 2023, the Securities and Exchange Commission (the “SEC”) adopted final rules amending Schedules 13D and…
On September 27, 2023, the U.S. Securities and Exchange Commission (the “SEC”) updated its compliance and disclosure interpretations (“C&DIs”) on pay versus…
Following up on our previous report from almost a year ago, the U.S. Securities and Exchange Commission (the…
Banking & Financial Institutions Capital Markets Privacy & Data Security
In March of 2021, the U.S. Securities and Exchange Commission (“SEC”) announced the creation of a Climate and…
As previously reported, NYSE and Nasdaq filed proposed listing standards with the Securities and Exchange Commission (“SEC”) earlier…
On May 3, 2023, the Securities and Exchange Commission (SEC) adopted amendments to modernize existing disclosure requirements relating…
Effective as of March 2021, the Securities and Exchange Commission (“SEC”) adopted several amendments “to facilitate capital formation and increase opportunities for…