News & Insights
On August 26, 2020, the SEC adopted final amendments that modify the definition of “accredited investor” in Rule 501(a) (the “Rule”) of…
On August 8, 2019, the SEC proposed amendments aimed at modernizing the disclosure requirements contained in Items 101, 103, and 105 of…
The Securities and Exchange Commission (“SEC”) has approved amendments to its rules and forms related to the disclosure of financial information regarding…
On March 4, 2020, the Securities and Exchange Commission (“SEC”) announced the publication of a proposed rule (the…
Banking & Financial Institutions Capital Markets Client Alerts
The Bureau of Economic Analysis (BEA) of the U.S. Department of Commerce is conducting a 5-year benchmark survey of U.S. investment in…
Banking & Financial Institutions Capital Markets COVID-19 Resources Emerging Companies Investment Funds Mergers & Acquisitions
The SEC has declared effective a rule change previously requested by the Nasdaq Stock Market LLC (NASDAQ) to suspend, as of April…
Companies may choose to delay their 2020 annual meetings of shareholders, but should review their governing documents before doing so. SEC filers…
On March 25th, the Securities and Exchange Commission issued an order extending the period for conditional regulatory relief for certain publicly-traded company…
Effective March 24, 2020, Delaware is under a shelter in place order and the Delaware Secretary of State has suspended in-person meetings,…
The North Carolina Secretary of State has closed its offices to the public, but remains open for business with selected Secretary of…