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Nasdaq Proposes to Accelerate Delisting Process

Nasdaq has proposed amendments to its listing standards that would accelerate the delisting process for certain companies that fail to satisfy…

Banking & Financial Institutions Capital Markets

Insights

SEC Pauses Climate Disclosure Rules

On April 4, 2024, the Securities and Exchange Commission (the “Commission”) voluntarily issued an order staying its recently…

Capital Markets

Insights

SEC Adopts Landmark Climate-Related Disclosure Rules

Written in partnership with Christopher Agoranos, J.D. candidate at The University of North Carolina School of Law. On March 6, 2024, the…

Capital Markets

Insights

SEC Adopts Final Rules Relating to SPACs, Shell Companies, and De-SPAC Transactions

Written in partnership with Christopher Agoranos, J.D. candidate at The University of North Carolina School of Law. On January 24, 2024, the…

Capital Markets

Insights

Fifth Circuit Vacates SEC Share Repurchase Rules

On December 19, 2023, the U.S. Court of Appeals for the Fifth Circuit vacated the Securities and Exchange…

Capital Markets

Insights

SEC Postpones Share Repurchase Rule

As previously reported, on October 31, 2023, the U.S. Court of Appeals for the Fifth Circuit concluded that…

Capital Markets

Insights

SEC Share Repurchase Rule Suffers Legal Setback

As previously reported, the Securities and Exchange Commission (SEC) adopted amendments earlier this year to modernize existing disclosure…

Capital Markets

Insights

SEC Adopts Changes to Schedule 13D and Schedule 13G

On October 10, 2023, the Securities and Exchange Commission (the “SEC”) adopted final rules amending Schedules 13D and…

Capital Markets

Insights

SEC Issues Additional Guidance Related to Pay Versus Performance

On September 27, 2023, the U.S. Securities and Exchange Commission (the “SEC”) updated its compliance and disclosure interpretations (“C&DIs”) on pay versus…

Capital Markets

Insights

SEC Adopts Final Cybersecurity Rules

Following up on our previous report from almost a year ago, the U.S. Securities and Exchange Commission (the…

Banking & Financial Institutions Capital Markets Privacy & Data Security