News & Insights

Insights

Client Alert: SEC Approves Nasdaq Board Diversity Listing Rules

On August 6, 2021, the U.S. Securities and Exchange Commission (the “SEC”) approved Nasdaq Stock Market (“Nasdaq”) board diversity listing rules.

Client Alerts

Insights

Fourth Circuit Expands Scope of Potential “Same-Sex Harassment”

In a unanimous decision, the U.S. Court of Appeals for the Fourth Circuit has become the most recent federal appellate court…

Labor & Employment

Insights

Enforcement of Proxy Advisor Rules Paused Pending Further SEC Review

On June 1, 2021, SEC Chair Gary Gensler issued a public statement directing staff of the Division of Corporation Finance (the…

Capital Markets

Insights

Nasdaq Files Amendment to Board Diversity Disclosure Proposal

On February 26, 2021, Nasdaq announced an amendment to its Proposal to Adopt Listing Rules Related to Board Diversity, published…

Capital Markets

Insights

SEC Adopts Amendments to Rule 15c2-11, Most Provisions Effective September 26, 2021

SEC Rule 15c2-11, which has been in existence for decades, was amended in late 2020, with an effective date of September…

Capital Markets

Insights

2021 Proxy Advisory Firm Updates

Amid the flurry of policymaking at the end of 2020, proxy advisory firms Institutional Shareholder Services, or ISS, and Glass, Lewis…

Capital Markets

Insights

SEC Proposes Amendments to Rule 144, Form 144, and Forms 4 and 5

On December 22, 2020, the Securities and Exchange Commission (“SEC”) proposed a series of amendments to Rule…

Capital Markets

Insights

February 1, 2021 Deadline For Notices to Employees Who Purchased Stock in 2020 Through Stock Options or Employee Stock Purchase Plans

This is a reminder for corporations that issue stock options of deadlines for various tax notices and Internal Revenue Service (“IRS”) filings…

Employee Benefits & Executive Compensation

Insights

PPP 2.0

The 2021 Consolidated Appropriations Act was signed into law on December 27, 2020.  It includes $284 billion of new funding for…

COVID-19 Resources

Insights

Can I Require My Employees to Get the COVID-19 Vaccine? Yes, But . . . .

Anyone familiar with the law or with lawyers knows that legal questions rarely have simple answers.  Most of the time, those…

COVID-19 Resources Labor & Employment