News & Insights

Insights

$1 Million Fine Signals SEC’s Focus on Red Flags Rule and Safeguards Rule Compliance

When one thinks of the top data-security cops on the beat, the SEC doesn’t typically come to mind. Overshadowed by the Federal…

Client Alerts Privacy & Data Security

Insights

Client Alert: Federal Banking Agencies Issue New FAQs on Appraisal Regulations

On October 16, 2018, the federal banking agencies issued new frequently asked questions (FAQs) regarding the agencies’ real estate appraisal regulations and…

Banking & Financial Institutions Client Alerts Commercial Real Estate

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Client Alert: Supreme Court’s 2018-2019 Term Could Impact Employers

The U.S. Supreme Court’s 2018-2019 docket includes many cases that will likely impact both public and private employers.  In particular, the Supreme…

Client Alerts Labor & Employment

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Client Alert: NASDAQ Modifies 20% Shareholder Approval Rule, Increasing Flexibility

Effective September 26, 2018, the Nasdaq Stock Market LLC modified Nasdaq Rule 5635(d), increasing the flexibility of the shareholder approval requirements for…

Capital Markets Client Alerts

Insights

Client Alert: SEC’s Filing Fees Decrease by 2.7%

Effective October 1, 2018, the first day of the SEC’s 2019 fiscal year, the applicable filing fees that public companies and other…

Capital Markets Client Alerts

Insights

Client Alert: BSA/AML Compliance during Account Rollovers

On September 7, 2018, the Financial Crimes Enforcement Network (FinCEN) issued a ruling granting permanent relief under certain anti-money laundering (AML) programs…

Banking & Financial Institutions Client Alerts

Insights

Client Alert: SEC Adopts Amendments to Smaller Reporting Company Definition

On June 28, 2018, the SEC adopted amendments to the definition of “smaller reporting company.” The amendments become effective on September 8,…

Capital Markets Client Alerts

Insights

Client Alert: HIPAA Risk Analysis

Low-Hanging Fruit for Regulators: Failure to Conduct Comprehensive Risk Analysis Frequently Featured in HIPAA Enforcement The Health Insurance Portability and Accountability Act…

Client Alerts Healthcare Privacy & Data Security

Insights

Client Alert: Supreme Court Enforces Class Action Waivers in Employment Arbitration Agreements

Employers should consider adopting or revising employment arbitration agreements in light of the Supreme Court’s recent decision upholding class action waivers. In…

Client Alerts Labor & Employment

Insights

Client Alert: NY City and State Sexual Harassment Laws

Comprehensive Anti-Sexual Harassment Legislation Passed in New York City and State New York City and State have both passed comprehensive…

Client Alerts Labor & Employment